Our Team

Trish Davis

Chief Compliance Officer

Ms. Davis is responsible for overseeing the compliance department at Hovde Group, LLC. Those responsibilities include ongoing development and monitoring of the compliance program, including annual compliance testing, review and updating written policies and procedures, and employee education.

Prior to joining Hovde Group, Ms. Davis gained broad experience in both compliance and operations during her 18-year career in the financial services industry. She has assisted firms with wide ranging business models including retail brokerage/investment advisory, retirement plans, institutional trading and investment banking.

Ms. Davis honed her flexible approach while previously working as a consultant to twenty-five firms offering practical solutions to tangential areas such as accounting management and HR. Ms. Davis is licenses with the Financial Industry Regulatory Authority and holds the following licenses: SIE, Series 7, Series 24, and the State license Series 66.