Capital Transaction History

View some of our recent Capital Transaction Highlights below.

Capital Transactions

Announce Date
Issuer
Issuer's State
Offering Type
Security Type
Gross Proceeds
Hovde Role
Announce Date
03/12/24
Issuer
Edge Capital
Issuer's State
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
Not Disclosed
Hovde Role
Sole Placement Agent
Announce Date
01/16/24
Issuer
Sixth Street Specialty Lending, Inc.
Issuer's State
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$350,000,000
Hovde Role
Co-Manager
Announce Date
08/16/23
Issuer
Oaktree Specialty Lending Corporation
Issuer's State
CA
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$300,000,000
Hovde Role
Co-Manager
Announce Date
08/15/23
Issuer
Sixth Street Specialty Lending, Inc.
Issuer's State
TX
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$300,000,000
Hovde Role
Co-Manager
Announce Date
04/17/23
Issuer
Saratoga Investment Corp.
Issuer's State
NY
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$50,000,000
Hovde Role
Co-Manager
Announce Date
03/13/23
Issuer
Popular, Inc.
Issuer's State
Puerto Rico
Offering Type
Public Offering
Security Type
Senior Notes
Gross Proceeds
$400,000,000
Hovde Role
Co-Manager
Announce Date
12/05/22
Issuer
Saratoga Investment Corp.
Issuer's State
NY
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$52,500,000
Hovde Role
Co-Manager
Announce Date
11/30/22
Issuer
Runway Growth Finance Corp.
Issuer's State
CA
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$45,000,000
Hovde Role
Co-Manager
Announce Date
11/10/22
Issuer
Banterra
Issuer's State
IL
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$30,300,000
Hovde Role
Sole Placement Agent
Announce Date
10/27/22
Issuer
Saratoga Investment Corp.
Issuer's State
NY
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$40,000,000
Hovde Role
Co-Manager
Announce Date
10/17/22
Issuer
Business First Bancshares
Issuer's State
LA
Offering Type
Follow-On
Security Type
Common Stock
Gross Proceeds
$50,000,000
Hovde Role
Co-Manager
Announce Date
08/18/22
Issuer
Popular
Issuer's State
Offering Type
Follow-On
Security Type
Common Stock
Gross Proceeds
$226,100,000
Hovde Role
Co-Manager
Announce Date
08/15/22
Issuer
Main Street Capital Corporation
Issuer's State
TX
Offering Type
Follow-On
Security Type
Common Stock
Gross Proceeds
$50,000,000
Hovde Role
Co-Manager
Announce Date
08/02/22
Issuer
Runway Growth Finance Corp.
Issuer's State
CA
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$70,000,000
Hovde Role
Co-Manager
Announce Date
07/01/22
Issuer
Home Bancorp, Inc.
Issuer's State
LA
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$55,000,000
Hovde Role
Co-Placement Agent
Announce Date
05/10/22
Issuer
H Bancorp LLC
Issuer's State
CA
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$25,025,000
Hovde Role
Sole Placement Agent
Announce Date
04/28/22
Issuer
Saratoga Investment Corp.
Issuer's State
NY
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$87,500,000
Hovde Role
Co-Manager
Announce Date
03/22/22
Issuer
Pacific Valley Bancorp
Issuer's State
CA
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$17,000,000
Hovde Role
Sole Placement Agent
Announce Date
03/22/22
Issuer
First Savings Financial Group, Inc.
Issuer's State
IN
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$31,000,000
Hovde Role
Co-Placement Agent
Announce Date
03/16/22
Issuer
First Oklahoma Holdings, Inc.
Issuer's State
OK
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$9,250,000
Hovde Role
Lead Placement Agent
Announce Date
03/15/22
Issuer
Citizens Community Bancorp, Inc.
Issuer's State
WI
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$35,000,000
Hovde Role
Co-Placement Agent
Announce Date
03/10/22
Issuer
Golden State Bancorp
Issuer's State
CA
Offering Type
Subordinated Debt & Common Stock
Security Type
Subordinated Debt
Gross Proceeds
$25,000,000
Hovde Role
Sole Placement Agent
Announce Date
02/23/22
Issuer
Stockmens Financial Corporation
Issuer's State
NE
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$20,000,000
Hovde Role
Sole Placement Agent
Announce Date
02/08/22
Issuer
Colony Bankcorp, Inc.
Issuer's State
GA
Offering Type
Follow-On
Security Type
Common Stock
Gross Proceeds
$63,500,000
Hovde Role
Lead Underwriter
Announce Date
01/19/22
Issuer
Saratoga Investment Corp.
Issuer's State
NY
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$75,000,000
Hovde Role
Co-Manager
Announce Date
01/18/22
Issuer
FS KKR Capital Corp.
Issuer's State
PA
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$500,000,000
Hovde Role
Co-Manager
Announce Date
12/30/21
Issuer
First State Banking Corporation
Issuer's State
AR
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$10,000,000
Hovde Role
Sole Placement Agent
Announce Date
12/21/21
Issuer
Coastal Financial Corporation
Issuer's State
WA
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$34,500,000
Hovde Role
Co-Manager
Announce Date
12/06/21
Issuer
R Corp Financial
Issuer's State
TX
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$30,000,000
Hovde Role
Sole Placement Agent
Announce Date
11/19/21
Issuer
WhiteHorse Finance, Inc.
Issuer's State
FL
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$75,000,000
Hovde Role
Co-Manager
Announce Date
10/27/21
Issuer
Runway Growth Finance Corp.
Issuer's State
CA
Offering Type
Initial Public Offering
Security Type
Common Stock
Gross Proceeds
$100,010,000
Hovde Role
Co-Manager
Announce Date
10/21/21
Issuer
Catskill Hudson Bank
Issuer's State
NY
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$12,300,000
Hovde Role
Sole Placement Agent
Announce Date
10/21/21
Issuer
WhiteHorse Finance, Inc.
Issuer's State
FL
Offering Type
Follow-On
Security Type
Common Stock
Gross Proceeds
$30,039,000
Hovde Role
Co-Manager
Announce Date
10/08/21
Issuer
Fidus Investment Corporation
Issuer's State
IL
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$125,000,000
Hovde Role
Co-Manager
Announce Date
09/22/21
Issuer
First Reliance Bancshares
Issuer's State
SC
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$10,000,000
Hovde Role
Sole Placement Agent
Announce Date
08/31/21
Issuer
Capital Southwest Corp.
Issuer's State
TX
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$100,000,000
Hovde Role
Co-Manager
Announce Date
08/31/21
Issuer
Golden State Bancorp
Issuer's State
CA
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$15,000,000
Hovde Role
Exclusive Placement Agent
Announce Date
08/18/21
Issuer
Coastal Financial Corporation
Issuer's State
WA
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$25,000,000
Hovde Role
Co-Placement Agent
Announce Date
08/16/21
Issuer
Southern States Bancshares, Inc.
Issuer's State
AL
Offering Type
Initial Public Offering
Security Type
Common Stock
Gross Proceeds
$43,700,000
Hovde Role
Co-Manager
Announce Date
08/06/21
Issuer
Customers Bancorp, Inc.
Issuer's State
PA
Offering Type
Public Offering
Security Type
Senior Debt
Gross Proceeds
$100,000,000
Hovde Role
Co-Manager
Announce Date
07/20/21
Issuer
Saratoga Investment Corp.
Issuer's State
NY
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$125,000,000
Hovde Role
Co-Manager
Announce Date
05/19/21
Issuer
Oaktree Specialty Lending Corporation
Issuer's State
CA
Offering Type
Public Offering
Security Type
Unsecured Notes
Gross Proceeds
$350,000,000
Hovde Role
Co-Manager
Announce Date
03/23/21
Issuer
RBB Bancorp
Issuer's State
CA
Offering Type
Public Offering
Security Type
Subordinated Debt
Gross Proceeds
$120,000,000
Hovde Role
Co-Placement Agent
Announce Date
12/29/20
Issuer
First Service Bank
Issuer's State
AR
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$20,000,000
Hovde Role
Sole Placement Agent
Announce Date
12/14/20
Issuer
First Carolina Financial Services, Inc.
Issuer's State
NC
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$31,400,000
Hovde Role
Lead Placement Agent
Announce Date
10/16/20
Issuer
Citizens Bancshares of Batesville, Inc.
Issuer's State
AR
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$20,000,000
Hovde Role
Placement Agent
Announce Date
09/30/20
Issuer
NBC Bancshares, LLC
Issuer's State
NE
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$6,000,000
Hovde Role
Sole Placement Agent
Announce Date
09/28/20
Issuer
The First Bancshares, Inc.
Issuer's State
MS
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$65,000,000
Hovde Role
Co-Placement Agent
Announce Date
08/17/20
Issuer
CNB Financial Corporation
Issuer's State
PA
Offering Type
Public Offering
Security Type
Non-Cumulative Perpetual Preferred Stock
Gross Proceeds
$52,500,000
Hovde Role
Co-Manager
Announce Date
08/10/20
Issuer
BayCom Corp
Issuer's State
CA
Offering Type
Public Offering
Security Type
Subordinated Debt
Gross Proceeds
$65,000,000
Hovde Role
Co-Manager
Announce Date
06/16/20
Issuer
Associated Banc-Corp
Issuer's State
WI
Offering Type
Public Offering
Security Type
Non-Cumulative Perpetual Preferred Stock
Gross Proceeds
$100,000,000
Hovde Role
Co-Manager
Announce Date
06/02/20
Issuer
First Reliance Bancshares, Inc.
Issuer's State
SC
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$5,500,000
Hovde Role
Placement Agent
Announce Date
06/01/20
Issuer
First Bank
Issuer's State
NJ
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$30,000,000
Hovde Role
Co-Placement Agent
Announce Date
03/17/20
Issuer
First Western Financial, Inc.
Issuer's State
CO
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$8,000,000
Hovde Role
Sole Placement Agent
Announce Date
02/14/20
Issuer
Professional Holding Corp.
Issuer's State
FL
Offering Type
Initial Public Offering
Security Type
Common Stock
Gross Proceeds
$66,000,000
Hovde Role
Co-Manager
Announce Date
01/23/20
Issuer
Neocova Corporation
Issuer's State
MO
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$9,500,000
Hovde Role
Sole Placement Agent
Announce Date
12/26/19
Issuer
The Capital Corps
Issuer's State
CA
Offering Type
Private Placement
Security Type
Senior Debt
Gross Proceeds
$15,000,000
Hovde Role
Sole Placement Agent
Announce Date
10/09/19
Issuer
MetroCity Bankshares, Inc.
Issuer's State
GA
Offering Type
IPO
Security Type
Common Stock
Gross Proceeds
$26,200,000
Hovde Role
Co-Manager
Announce Date
07/30/19
Issuer
Florida Bancshares, Inc.
Issuer's State
FL
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$7,000,000
Hovde Role
Sole Placement Agent
Announce Date
07/18/19
Issuer
Bank of Idaho Holding Co.
Issuer's State
ID
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$15,000,000
Hovde Role
Sole Placement Agent
Announce Date
06/07/19
Issuer
Banterra Bank
Issuer's State
IL
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$15,000,000
Hovde Role
Sole Placement Agent
Announce Date
03/06/19
Issuer
BAMFi
Issuer's State
GA
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$30,000,000
Hovde Role
Sole Placement Agent
Announce Date
03/06/19
Issuer
McGregor Bancshares, Inc.
Issuer's State
TX
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$25,000,000
Hovde Role
Sole Placement Agent
Announce Date
12/20/18
Issuer
Fortis Financial Inc.
Issuer's State
CO
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$10,000,000
Hovde Role
Sole Placement Agent
Announce Date
10/16/18
Issuer
BankFlorida
Issuer's State
FL
Offering Type
IPO
Security Type
Common Stock
Gross Proceeds
$37,800,000
Hovde Role
Co-Manager
Announce Date
10/01/18
Issuer
Liberty National Bank
Issuer's State
OH
Offering Type
Private Placement
Security Type
Common & Preferred Stock
Gross Proceeds
$13,000,000
Hovde Role
Sole Placement Agent
Announce Date
09/20/18
Issuer
First Savings Financial Group, Inc.
Issuer's State
IN
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$20,000,000
Hovde Role
Sole Placement Agent
Announce Date
08/31/18
Issuer
Capital Bancorp, Inc.
Issuer's State
MD
Offering Type
IPO
Security Type
Common Stock
Gross Proceeds
$32,038,000
Hovde Role
Co-Manager
Announce Date
08/20/18
Issuer
California Bank of Commerce (CABC)
Issuer's State
CA
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$25,000,000
Hovde Role
Co-Placement Agent
Announce Date
08/01/18
Issuer
SVB&T Corporation
Issuer's State
IN
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$5,000,000
Hovde Role
Sole Placement Agent
Announce Date
07/20/18
Issuer
Coastal Community Bank
Issuer's State
WA
Offering Type
IPO
Security Type
Common Stock
Gross Proceeds
$47,500,000
Hovde Role
Joint Book-Running Manager
Announce Date
07/05/18
Issuer
Beach Community Bank
Issuer's State
FL
Offering Type
Private Placement
Security Type
Common Stock & Non-Voting Convertible Preferred Equity
Gross Proceeds
$100,700,000
Hovde Role
Exclusive Placement Agent
Announce Date
06/28/18
Issuer
Signature Bank of Georgia
Issuer's State
GA
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$9,500,000
Hovde Role
Sole Placement Agent & Financial Adviser
Announce Date
06/25/18
Issuer
Citizens Community Bancorp (CZWI)
Issuer's State
WI
Offering Type
Public Offering
Security Type
Non-Cumulative Perpetual Preferred Stock
Gross Proceeds
$65,000,000
Hovde Role
Co-Manager
Announce Date
06/13/18
Issuer
Mackinac Financial Corporation
Issuer's State
MI
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$34,500,000
Hovde Role
Co-Manager
Announce Date
06/11/18
Issuer
First Internet Bancorp
Issuer's State
IN
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$57,500,000
Hovde Role
Co-Manager
Announce Date
06/08/18
Issuer
Business Fist Bancshares, Inc.
Issuer's State
LA
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$29,000,000
Hovde Role
Co-Manager
Announce Date
05/30/18
Issuer
County Bancorp, Inc.
Issuer's State
WI
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$30,000,000
Hovde Role
Co-Placement Agent
Announce Date
05/25/18
Issuer
Bank of Highland Park Financial Corporation
Issuer's State
IL
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$25,000,000
Hovde Role
Sole Placement Agent
Announce Date
05/01/18
Issuer
First Bancshares, Inc.
Issuer's State
MS
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$66,000,000
Hovde Role
Co-Placement Agent
Announce Date
02/15/18
Issuer
McGregor Bancshares, Inc.
Issuer's State
TX
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$9,500,000
Hovde Role
Sole Placement Agent
Announce Date
10/18/17
Issuer
Friendswood Capital Corp.
Issuer's State
TX
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$19,500,000
Hovde Role
Sole Placement Agent
Announce Date
09/25/17
Issuer
First Reliance Bancshares, Inc.
Issuer's State
SC
Offering Type
Private Placement
Security Type
Common & Preferred Stock
Gross Proceeds
$25,100,000
Hovde Role
Sole Placement Agent
Announce Date
09/15/17
Issuer
First Internet Bancorp
Issuer's State
IN
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$55,000,000
Hovde Role
Co-Manager
Announce Date
07/28/17
Issuer
CoastalSouth Bancshares, Inc.
Issuer's State
SC
Offering Type
Private Placement
Security Type
Common Stock & Convertible Preferred Stock
Gross Proceeds
$61,900,000
Hovde Role
Co-Placement Agent
Announce Date
07/27/17
Issuer
Valley National Bancorp
Issuer's State
NJ
Offering Type
Public Offering
Security Type
Non-Cumulative Perpetual Preferred Stock
Gross Proceeds
$100,000,000
Hovde Role
Co-Manager
Announce Date
06/30/17
Issuer
Cecil Bancorp, Inc.
Issuer's State
MD
Offering Type
Private Placement
Security Type
Common Stock Recapitalization
Gross Proceeds
$30,000,000
Hovde Role
Sole Placement Agent
Announce Date
06/30/17
Issuer
First South Bancorp, Inc.
Issuer's State
SC
Offering Type
Private Placement
Security Type
Common Stock & Mandatorily Convertible Preferred Stock
Gross Proceeds
$16,500,000
Hovde Role
Sole Placement Agent
Announce Date
06/21/17
Issuer
MINT Holdings, Inc.
Issuer's State
TX
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$7,000,000
Hovde Role
Sole Placement Agent
Announce Date
06/15/17
Issuer
SB One Bancorp
Issuer's State
NJ
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$30,000,000
Hovde Role
Co-Placement Agent
Announce Date
06/12/17
Issuer
Horizon Bankshares, Inc.
Issuer's State
TX
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$10,300,000
Hovde Role
Sole Placement Agent
Announce Date
05/30/17
Issuer
First Bank (FRBA)
Issuer's State
NJ
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$40,000,000
Hovde Role
Co-Manager
Announce Date
05/15/17
Issuer
Prime Meridian Holding Company (PMHG)
Issuer's State
FL
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$18,000,000
Hovde Role
Joint Placement Agent
Announce Date
03/24/17
Issuer
Texas Citizens Bancorp, Inc.
Issuer's State
TX
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$8,900,000
Hovde Role
Sole Placement Agent
Announce Date
03/16/17
Issuer
Investar Holding Corporation (ISTR)
Issuer's State
LA
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$34,500,000
Hovde Role
Co-Manager
Announce Date
03/15/17
Issuer
Blackhawk Bancorp, Inc. (BHWB)
Issuer's State
WI
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$23,000,000
Hovde Role
Sole Placement Agent
Announce Date
02/15/17
Issuer
Civista Bancshares, Inc. (CIVB)
Issuer's State
OH
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$35,000,000
Hovde Role
Co-Manager
Announce Date
01/24/17
Issuer
SmartFinancial, Inc. (SMBK)
Issuer's State
TN
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$38,700,000
Hovde Role
Co-Manager
Announce Date
01/18/17
Issuer
Evans Bancorp, Inc. (EVBN)
Issuer's State
NY
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$15,400,000
Hovde Role
Co-Manager
Announce Date
12/29/16
Issuer
Frontier Bancshares, Inc.
Issuer's State
TX
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$20,000,000
Hovde Role
Joint Book Runner
Announce Date
10/31/16
Issuer
Catskill Hudson Bancorp, Inc. (CSKL)
Issuer's State
NY
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$11,000,000
Hovde Role
Sole Placement Agent
Announce Date
08/15/16
Issuer
Neighborhood Bancorp
Issuer's State
CA
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$6,000,000
Hovde Role
Sole Placement Agent
Announce Date
06/30/16
Issuer
Partners Bank of California (PBKX)
Issuer's State
CA
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$3,500,000
Hovde Role
Sole Placement Agent
Announce Date
06/15/16
Issuer
InsCorp, Inc. (IBTN)
Issuer's State
TN
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$13,000,000
Hovde Role
Sole Placement Agent
Announce Date
04/15/16
Issuer
California Bank of Commerce (CABC)
Issuer's State
CA
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$5,000,000
Hovde Role
Sole Placement Agent
Announce Date
04/11/16
Issuer
HCSB Financial Corporation (HCFB)
Issuer's State
SC
Offering Type
Private Placement
Security Type
Common Stock & Mandatorily Convertible Preferred Stock
Gross Proceeds
$45,000,000
Hovde Role
Sole Placement Agent
Announce Date
02/17/16
Issuer
Commerce Bancshares, Inc.
Issuer's State
TN
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$13,000,000
Hovde Role
Sole Placement Agent
Announce Date
02/16/16
Issuer
AIM Bancshares, Inc.
Issuer's State
TX
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$7,000,000
Hovde Role
Sole Placement Agent
Announce Date
02/02/16
Issuer
Merchants and Manufacturers Bank Corp.
Issuer's State
IL
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$4,000,000
Hovde Role
Placement Agent
Announce Date
01/29/16
Issuer
AIM Bancshares
Issuer's State
TX
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$6,999,998
Hovde Role
Sole Placement Agent
Announce Date
08/31/15
Issuer
Cornerstone Bancshares, Inc. (CSBQ)
Issuer's State
TN
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$15,000,000
Hovde Role
Sole Placement Agent
Announce Date
08/20/15
Issuer
Smart Financial Inc.
Issuer's State
TN
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$14,477,000
Hovde Role
Placement Agent
Announce Date
06/30/15
Issuer
First Choice Bank (FCBK)
Issuer's State
CA
Offering Type
Public Offering
Security Type
Common Stock
Gross Proceeds
$30,000,000
Hovde Role
Lead Placement Agent
Announce Date
06/30/15
Issuer
AIM Bancshares, Inc.
Issuer's State
TX
Offering Type
Private Placement
Security Type
Subordinated Debt
Gross Proceeds
$5,000,000
Hovde Role
Sole Placement Agent
Announce Date
05/15/15
Issuer
Independence Bancshares, Inc.
Issuer's State
SC
Offering Type
Private Placement
Security Type
Convertible Preferred Stock
Gross Proceeds
$8,400,000
Hovde Role
Placement Agent
Announce Date
04/07/15
Issuer
Professional Holding Corp.
Issuer's State
FL
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$15,000,000
Hovde Role
Sole Placement Agent
Announce Date
01/20/15
Issuer
First Menasha
Issuer's State
WI
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$18,400,000
Hovde Role
Sole Placement Agent & Financial Adviser
Announce Date
09/12/14
Issuer
FCB Financial Holdings, Inc. (FCB)
Issuer's State
FL
Offering Type
IPO
Security Type
Common Stock
Gross Proceeds
$165,000,000
Hovde Role
Co-Manager
Announce Date
07/11/14
Issuer
C1 Financial, Inc. (BNK)
Issuer's State
FL
Offering Type
IPO
Security Type
Common Stock
Gross Proceeds
$44,700,000
Hovde Role
Co-Manager
Announce Date
07/02/14
Issuer
Coastal Financial Corp
Issuer's State
WA
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$12,000,000
Hovde Role
Sole Placement Agent
Announce Date
11/05/13
Issuer
Seacoast Banking Corporation of Florida (SBCF)
Issuer's State
FL
Offering Type
Registered Direct - Public Offering
Security Type
Common Stock
Gross Proceeds
$75,000,000
Hovde Role
Sole Manager
Announce Date
09/23/13
Issuer
Jacksonville Bancorp, Inc. (JAXB)
Issuer's State
FL
Offering Type
Rights Offering & Public Offering
Security Type
Common Stock
Gross Proceeds
$5,000,000
Hovde Role
Sole Manager
Announce Date
01/02/13
Issuer
Coastal Financial Corporation
Issuer's State
WA
Offering Type
Private Placement
Security Type
Common Stock
Gross Proceeds
$500,000
Hovde Role
Sole Placement Agent